Regions Bank RIS Investment Operations Specialist - Birmingham, AL in Hoover, Alabama

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

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Job Description:

At Regions, the Investment Operations Specialist position will provide client and Financial Consultant support. The role will work as a liaison between the client and Financial Consultant to provide account and financial product information.

Primary Responsibilities

•Respond to Financial Consultant compliance inquiries and escalated issues

•Analyze account information to discover any issues

•Recommend best paths for Financial Consultants and clients

•Monitor and follow up on new business

•Respond to client inquiries and requests

•Update and review operational tasks

•Clerical duties such as answering telephones, mailing, filing, and processing forms

This position is exempt from timekeeping requirements under the Fair Labor Standards act and is not eligible for overtime pay.

Required Qualifications

•High School Diploma or GED equivalent

•Three (3) years of bank brokerage experience

Certifications and Licenses

•FINRA Series 7, 63, and 65 or 66

•Life Insurance License

Skills and Competencies

•Strong analyzing, coordinating, organizing, and follow up skills

•Ability to research solve complex problems


Hoover, Alabama


About Regions

At Regions, our culture focuses on five core values that are a commitment to how we will do business:

  • Put people first

  • Do what is right

  • Focus on your customer

  • Reach higher

  • Enjoy life

Through these values, our mission to make life better drives our desire to improve and make a positive difference in the communities where we work and live through financial investments and volunteering.