Regions Bank Investment Operations Specialist - Miami, FL/Ft. Lauderdale, FL in Fort Lauderdale, Florida
Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.
Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored for a set period of time. You may review, modify, or update your information by visiting and logging into the careers section of the system.
At Regions, the Investment Operations Specialist provides client and Financial Consultant support. The role will work as a liaison between the client and Financial Consultant to provide account and financial product information.
Responds to Financial Consultant compliance inquiries and escalated issues
Analyzes account information to discover any issues
Recommends best paths for Financial Consultants and clients and monitors for new business opportunities
Responds to client inquiries and requests
Updates and reviews operational tasks
Performs administrative duties such as answering telephones, mailing, filing, and processing forms
This position is exempt from timekeeping requirements under the Fair Labor Standards act and is not eligible for overtime pay.
High School Diploma or GED
Three (3) years of bank brokerage experience
Certifications and Licenses
FINRA Series 7, 63, and 65 or 66
Life Insurance License
Skills and Competencies
Strong analyzing, coordinating, organizing, and follow up skills
Ability to research solve complex problems
Fort Lauderdale, Florida
At Regions, our culture focuses on five core values that are a commitment to how we will do business:
Put people first
Do what is right
Focus on your customer
Through these values, our mission to make life better drives our desire to improve and make a positive difference in the communities where we work and live through financial investments and volunteering.