Regions Bank Chief Compliance Officer- Regions Investment Management in Birmingham, Alabama

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

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Job Description:

At Regions, the Business Unit Compliance Function Manager operates as a first, second, or third line of defense risk management expert that advises on business and/or product decisions. Associates at this level should have full ownership for one or more products or processes, contributing to process change and redesign in addition to developing business plans, policies, and procedures to support a particular line of business.

Primary Responsibilities:

  • Directs compliance reviews and provides oversight of legal entities, business units, and processes

  • Advises leadership on key business and/or product decisions

  • Provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues

  • Maintains expert level knowledge of rules and regulations and their impact on products, services and operations for a specific line of business

  • Oversees the resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines or processes

  • Oversees a monitoring and testing program to ensure effective compliance with all applicable laws and regulations

  • Manages creation and delivery of training to assigned business area to increase compliance awareness

  • May supervise day-to-day work of other professional level compliance associates

  • May contribute to workflow or process change and redesign, and risk and control identification

This position is exempt from timekeeping requirements under the Fair Labor Standards act and is not eligible for overtime pay.


  • Bachelor’s degree and ten (10) years’ experience in compliance, quality assurance/control, audit or other related compliance function specific to a line of business


  • Master’s degree

  • Certified Regulatory Compliance Manager Certification (CRCM)

Skills and Competencies

  • Strong Communication skills

  • Knowledge of legal and regulatory environment as it relates to compliance in a particular line of business

  • Deadline driven

  • Ability to work independently

  • Organizational skills

  • Time management skills

  • Proficiency in Microsoft Office Suite


Birmingham, Alabama


About Regions

At Regions, our culture focuses on five core values that are a commitment to how we will do business:

  • Put people first

  • Do what is right

  • Focus on your customer

  • Reach higher

  • Enjoy life

Through these values, our mission to make life better drives our desire to improve and make a positive difference in the communities where we work and live through financial investments and volunteering.